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3 Latest Announced Rounds

$1,325.73M Raised in 74 Funding Rounds in the past 7 Days - View All

Funding Round Profile

Paragon Data Labs

start up
United States - New York City Metropolitan Area
  • 17/11/2021
  • Pre-Seed
  • $1,750,000

Paragon Data Labs is a compliance technology company serving regulated financial firms and exempt reporting advisers (ERAs) looking to register. Our platform, Paragon, is a fully customizable and scalable cloud-based solution automating and centralizing key compliance disclosures and workflows for Code of Ethics monitoring.

Paragon streamlines the submission and review process for: employee personal trading (including crypto), outside business activities (OBAs), gifts and entertainment (G&E), political contributions, marketing materials, and any other bespoke review processes. By centralizing this information, firms will be able to identify overlaps of data and review potential conflicts of interest that may violate any rules or policies set forth by regulatory bodies and the firm.

As a modern, cloud-native software provider developed for compliance teams, Paragon Data Labs makes compliance obligations easy for firms and their employees.


Related People

Jefferson MitchellCo Founder

Jefferson Mitchell United States - New York City Metropolitan Area

Paragon Data Labs is a next generation technology company that develops cloud-based enterprise software solutions to streamline critical operations for financial services firms.

Our Product: Compliance Administration and Tracking (CAT) is a cloud-based software platform designed to streamline employee compliance for financial services firms. CAT was built to help compliance officers manage and respond to risk by capturing, reviewing and monitoring sources of conflicts of interest.